Dominari Holdings Inc.·4

Jul 6, 4:15 PM ET

Parsley Brian Keith 4

4 · Dominari Holdings Inc. · Filed Jul 6, 2026

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Dominari (DOMH) Director Brian Parsley Receives Stock Option Award

What Happened Brian Keith Parsley, a director of Dominari Holdings Inc. (DOMH), was granted stock options to purchase 20,000 shares of Dominari common stock on July 1, 2026. The Form 4 reports this as an award (derivative grant); the filing lists no purchase price or total value. According to the filing footnote, the options are exercisable beginning July 1, 2027 under the company’s 2022 Equity Incentive Plan.

Key Details

  • Transaction date: July 1, 2026 (Grant of options for 20,000 shares).
  • Exercise/strike price: Not disclosed in the Form 4 (listed as N/A).
  • Exercisable/vest date: July 1, 2027 (per filing footnote).
  • Shares owned after the transaction: Not specified in the filing.
  • Filing date: July 6, 2026 — filed five days after the grant; Form 4s are normally due within two business days, so this appears to be a late filing.
  • Footnote: Grant made pursuant to the 2022 Equity Incentive Plan; options are exercisable on 7/1/2027.

Context

  • This was a stock-option grant (a derivative award), not a purchase or sale of shares. Options give the holder the right to buy shares in the future (here, beginning 7/1/2027) — they do not represent immediate ownership of stock unless exercised.
  • Grants like this are common as director compensation and do not necessarily indicate a near-term bullish or bearish view by the insider.

Insider Transaction Report

Form 4
Period: 2026-07-01
Transactions
  • Award

    Stock Option (right to buy)

    [F1]
    2026-07-01+20,00020,000 total
    Exercise: $3.05From: 2027-07-01Exp: 2036-07-01Common Stock (20,000 underlying)
Footnotes (1)
  • [F1]On July 1, 2026, the Reporting Person was granted stock options to purchase 20,000 shares of common stock of Dominari Holding Inc. pursuant to the 2022 Equity Incentive Plan. The granted stock options are exercisable on July 1, 2027.
Signature
/s/ Brian Keith Parsley|2026-07-06

Documents

1 file
  • 4
    ownership.xmlPrimary