New ERA Energy & Digital, Inc.·4

Jul 8, 7:40 PM ET

CASAZZA ANDREW F 4

4 · New ERA Energy & Digital, Inc. · Filed Jul 8, 2026

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New ERA (NUAI) CCO Andrew Casazza Receives 400,000-Share Award

What Happened Andrew F. Casazza, Chief Corporate Officer of New ERA Energy & Digital, Inc. (NUAI), received a grant of 400,000 restricted stock units (RSUs) on April 28, 2026. The award was reported as an acquisition at $0.00 per share (i.e., no cash was paid). These RSUs do not represent immediately vested shares and will convert to shares only as they vest.

Key Details

  • Transaction date: April 28, 2026; Filing date (Form 4): July 8, 2026 (late filing).
  • Award: 400,000 restricted stock units; reported acquisition price: $0.00.
  • Vesting: RSUs vest in equal installments on the first business day of each calendar month beginning April 28, 2026, over four years (48 monthly installments), subject to continued employment.
  • Shares owned after transaction: Not disclosed in the filing.
  • Late filing note: The report was not timely due to a delay in issuance of EDGAR access codes per the filing footnote.

Context This was a grant of restricted stock units (an award), not an open-market purchase or sale. RSUs typically vest over time and become actual shares only upon vesting, so this grant does not indicate an immediate purchase or sale of stock. The late filing is administrative (EDGAR access delay) as disclosed; it does not change the nature of the award.

Insider Transaction Report

Form 4
Period: 2026-04-28
CASAZZA ANDREW F
Chief Corporate Officer
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-04-28+400,000400,000 total
Footnotes (2)
  • [F1]The transaction reported herein occurred on April 28, 2026 and was not timely reported due to a delay in the issuance of EDGAR access codes.
  • [F2]Restricted stock units granted to the reporting person that vest in equal installments on the first business day of each calendar month beginning on April 28, 2026 over a period of four years, subject to the reporting person's continued employment with the Issuer from the grant date through each such vesting date.
Signature
/s/ Charles Nelson, Attorney-in-Fact for Andrew Casazza|2026-07-08

Documents

1 file
  • 4
    ownership.xmlPrimary