AIOS Tech Inc.·4

Jul 16, 8:54 AM ET

Guo Li 4

4 · AIOS Tech Inc. · Filed Jul 16, 2026

Research Summary

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Updated

AIOS Tech CEO Guo Li Receives 5,000,000-Share Award

What Happened

  • Guo Li, CEO of AIOS Tech Inc. (AIOS), acquired 5,000,000 Class B common shares in a private placement reported on a Form 4 with a transaction date of July 14, 2026. The filing records the acquisition as an award/grant (code A).
  • Although the Form 4’s transaction table shows a per‑share figure inconsistent with the subscription terms, the filing’s footnote clarifies the shares were purchased from the company at $0.0001 per share for an aggregate purchase price of $500.

Key Details

  • Transaction date: July 14, 2026; Form 4 filed July 16, 2026 (timely).
  • Shares acquired: 5,000,000 Class B common shares.
  • Purchase price (per footnote): $0.0001 per share; total cash paid = $500.
  • Shares owned after transaction: 5,000,000 Class B common shares (Reporting Person previously reported no holdings).
  • Lock-up: Shares are subject to a five‑year transfer restriction from issuance (until July 14, 2031) under the share subscription agreement.
  • Filing notes: Subscription was approved by the Board and Audit Committee. No tax‑withholding or 10b5‑1 plan noted.

Context

  • This was a private placement (company sale of shares to an entity wholly owned by the CEO), not an open‑market purchase or a sale to outside investors. The acquisition is a purchase (generally a more informative action than a sale), but the shares are subject to a long lock-up, which limits near‑term liquidity or market signaling.

Insider Transaction Report

Form 4
Period: 2026-07-14
Guo Li
DirectorCo-Chief Executive Officer10% Owner
Transactions
  • Award

    Class B common shares

    [F1][F2][F3]
    2026-07-14$500.00/sh+5,000,000$2,500,000,0005,000,000 total(indirect: By Swift Prime Limited)
Footnotes (3)
  • [F1]The Class B common shares, par value US$0.0001 per share (the "Class B Common Shares") were acquired directly from the Issuer in a private placement pursuant to a share subscription agreement, dated June 26, 2026 (the "Share Subscription Agreement"), between a company wholly owned by the Reporting Person and the Issuer, at a purchase price of US$0.0001 per share, for an aggregate subscription price of US$500 for 5,000,000 Class B Common Shares. The subscription was approved by the Issuer's board of directors (the "Board") and audit committee of the Board. The transaction closed on July 14, 2026.
  • [F2]The Class B Common Shares acquired are subject to a five (5) year lock-up from the date of issuance of July 14, 2026 under the Share Subscription Agreement, during which the Class B Common Shares may not be transferred, sold, or otherwise disposed of without prior approval of the Board.
  • [F3]Prior to the reported transaction, the Reporting Person beneficially owned no securities of the Issuer, as reflected in the Reporting Person's initial statement of beneficial ownership on Form 3 filed March 19, 2026.
Signature
/s/ Guo Li|2026-07-16

Documents

1 file
  • 4
    ownership.xmlPrimary