HeartBeam, Inc: director Nelson Kenneth Warwick III received 125,000 shares

What happened

• The filing shows Nelson Kenneth Warwick III, a director, was granted two restricted stock unit (RSU) awards on Oct 2, 2026 totaling 125,000 RSUs (93,750 RSUs and 31,250 RSUs). The filing lists an acquisition price of $0.00 for each grant (derivative award).

Key details

• Transaction date and price: Oct 2, 2026; 93,750 RSUs and 31,250 RSUs granted at $0.00.
• Shares owned after the transaction: not disclosed in the provided filing.
• Material footnotes from the filing:
  • F1: each RSU is a contingent right to receive one share of common stock upon settlement.
  • F2: RSUs were granted under the 2022 Equity Incentive Plan as the annual RSU award to non-employee directors; 100% of those RSUs vest on the earlier of Oct 2, 2027 or the issuer's next annual meeting, subject to continued service; vested RSUs will be settled in shares; RSUs do not expire.
  • F3: a special RSU award was granted in connection with suspension of cash retainers for Jul 1, 2026 through Dec 31, 2026; 50% of that award vested on the grant date and the remaining 50% vests on Jan 1, 2027 subject to continued service; all unvested RSUs will vest in full immediately prior to a change in control, subject to continued service.
• Filing date: Oct 9, 2026 (the transaction occurred on Oct 2, 2026).

Why it may matter

• These were RSU awards, not open-market purchases or sales; portions of the award are subject to future vesting and settlement in shares.
• The filing does not show why the insider traded or why the company acted.