Stratum Holdings Corp.: issues 200 shares of Series E preferred stock

What happened

• The filing says Stratum Holdings Corp. entered into a securities purchase agreement on Sep 15, 2026 with an institutional investor and originally issued 200 shares of Series E Convertible Preferred Stock at a stated value of $1,000 per share. On Oct 26, 2026 the parties completed an Additional Closing, and the company issued 200 additional shares of Series E Convertible Preferred Stock to the investor for gross proceeds of $200,000. The filing states the Additional Shares were issued pursuant to the exemption under Rule 506(b) of Regulation D.

Key details

• 200 additional shares of Series E Convertible Preferred Stock issued on Oct 26, 2026 for gross proceeds of $200,000.
• Stated value per share: $1,000; par value per share: $0.0001.
• Initial issuance under the same Purchase Agreement occurred on Sep 15, 2026 (200 Initial Shares).
• Sale relied on Rule 506(b) under Regulation D as the registration exemption.

Why it may matter

• Item 3.02 (Unregistered sales of equity securities) was reported; this item covers the issuance and private sale of additional Series E Convertible Preferred Stock under the Purchase Agreement.
• This filing does not show why the insider traded or why the company acted.