OWEN JOSEPH J 4

Accession 0001214457-11-000013

CIK 0001005229other

View on SEC.gov Company Profile

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 4:23 PM ET

Size

55.0 KB

Accession

0001214457-11-000013

Insider Transaction Report

Form 4

Period: 2011-05-31

COLUMBUS MCKINNON CORPCMCO

OWEN JOSEPH J

VP and Hoist Group Leader

Transactions

Exercise/Conversion
Common Stock
2011-05-31$10.00/sh+10,000$100,000→ 20,460 total
Exercise/Conversion
Common Stock
2011-05-31$5.46/sh+7,500$40,950→ 27,960 total
Sale
Common Stock
2011-05-31$19.45/sh−2,841$55,257→ 13,859 total
Sale
Common Stock
2011-05-31$19.47/sh−766$14,914→ 11,360 total
Sale
Common Stock
2011-05-31$19.36/sh−500$9,680→ 27,460 total
Sale
Common Stock
2011-05-31$19.43/sh−1,490$28,951→ 20,650 total
Exercise/Conversion
Incentive Stock Options (Right to Buy)
2011-05-31−7,500→ 0 total
Exercise: $5.46From: 2005-05-17Exp: 2014-05-16→ Common Stock (7,500 underlying)
Sale
Common Stock
2011-05-31$19.43/sh−200$3,885→ 22,140 total
Sale
Common Stock
2011-05-31$19.44/sh−2,750$53,460→ 17,800 total
Sale
Common Stock
2011-05-31$19.37/sh−1,120$21,694→ 26,340 total
Sale
Common Stock
2011-05-31$19.37/sh−276$5,346→ 26,064 total
Sale
Common Stock
2011-05-31$19.38/sh−424$8,217→ 25,640 total
Sale
Common Stock
2011-05-31$19.41/sh−800$15,528→ 23,040 total
Sale
Common Stock
2011-05-31$19.38/sh−300$5,814→ 25,340 total
Sale
Common Stock
2011-05-31$19.40/sh−900$17,460→ 23,940 total
Sale
Common Stock
2011-05-31$19.41/sh−100$1,941→ 23,840 total
Sale
Common Stock
2011-05-31$19.46/sh−1,533$29,832→ 12,326 total
Exercise/Conversion
Incentive Stock Options (Right to Buy)
2011-05-31−10,000→ 0 total
Exercise: $10.00From: 2002-08-20Exp: 2011-08-19→ Common Stock (10,000 underlying)
Sale
Common Stock
2011-05-31$19.49/sh−700$13,643→ 10,660 total

Holdings

Non-Qualified Stock Options (Right to Buy)
Exercise: $18.24From: 2011-05-17Exp: 2020-05-16→ Common Stock (3,516 underlying)
3,516
Non-Qualified Stock Options (Right to Buy)
Exercise: $13.27From: 2010-05-18Exp: 2019-05-17→ Common Stock (4,785 underlying)
4,785
Common Stock
2,120.213
Common Stock
(indirect: By Spouse)
1,327
Common Stock
10,460
Non-Qualified Stock Options (Right to Buy)
Exercise: $28.45From: 2009-05-19Exp: 2018-05-18→ Common Stock (1,660 underlying)
1,660

Footnotes (7)

[F1]Includes 3,248 shares of restricted stock issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006, subject to forfeiture in whole or part; 1,276 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 584 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, and the remaining 1,388 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, if reporting person remains an employee of issuer.
[F2]Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
[F3]Originally a 40,500 share stock option, reporting person exercised 10,500 options on 2/13/2006, 2,500 options on 4/11/2006, 5,000 options on 4/20/2006, 2,500 options on 2/14/2011, 10,000 options on 4/1/2011 and 10,000 options on 5/31/2011.
[F4]Originally a 30,000 share stock option, reporting person exercised 7,500 options on 7/28/2005, 7,500 options on 6/11/2007, 7,500 options on 2/08/2008 and 7,500 options on 5/31/2011.
[F5]Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
[F6]Exercisable 25% per year for four years beginning 5/18/2010, if reporting person remains an employee of issuer.
[F7]Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

COLUMBUS MCKINNON CORP

CIK 0001005229

→

Entity typeother

Related Parties

filerCIK 0001214457

Filing Metadata

Form type: 4
Filed: Jun 1, 8:00 PM ET
Accepted: Jun 2, 4:23 PM ET
Size: 55.0 KB

View on SEC.gov