4//SEC Filing
OWEN JOSEPH J 4
Accession 0001214457-11-000014
CIK 0001005229other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 4:23 PM ET
Size
18.3 KB
Accession
0001214457-11-000014
Insider Transaction Report
Form 4
OWEN JOSEPH J
VP and Hoist Group Leader
Transactions
- Exercise/Conversion
Common Stock
2011-05-31$13.27/sh+2,392$31,742→ 12,852 total - Exercise/Conversion
Common Stock
2011-05-31$18.24/sh+879$16,033→ 13,731 total - Sale
Common Stock
2011-05-31$19.58/sh−1,192$23,341→ 12,539 total - Sale
Common Stock
2011-05-31$19.58/sh−2,079$40,713→ 10,460 total - Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2011-05-31−2,392→ 2,393 totalExercise: $13.27From: 2010-05-18Exp: 2019-05-17→ Common Stock (2,392 underlying) - Exercise/Conversion
Non-Qualified Stock Options (Right to Buy)
2011-05-31−879→ 2,637 totalExercise: $18.24From: 2011-05-17Exp: 2020-05-16→ Common Stock (879 underlying)
Holdings
- 1,327(indirect: By Spouse)
Common Stock
- 2,120.213
Common Stock
- 10,460
Common Stock
- 1,660
Non-Qualified Stock Options (Right to Buy)
Exercise: $28.45From: 2009-05-19Exp: 2018-05-18→ Common Stock (1,660 underlying)
Footnotes (5)
- [F1]Includes 3,248 shares of restricted stock issued to reporting person under the Columbus McKinnon Corporation 2006 Long Term Incentive Plan dated as of May 4, 2006, subject to forfeiture in whole or part; 1,276 shares become fully vested and non-forfeitable 50% for two years beginning 5/18/2012; 584 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/19/2012, and the remaining 1,388 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2012, if reporting person remains an employee of issuer.
- [F2]Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- [F3]Exercisable 25% per year for four years, beginning 5/19/09, if reporting person remains an employee of issuer.
- [F4]Originally a 4,785 share stock option, reporting person exercized 2,392 options on 5/31/2011, the remaining 2,393 options are exercizable 50% per year for two years beginning 5/18/2012, if reporting person remains an employee of issuer.
- [F5]Originally a 3,516 share stock option, reporting person exercized 879 options on 5/31/2011, the remaining 2,637 options are exercizable 33 1/3% per year for three years beginning 5/18/2012, if reporting person remains an employee of issuer.
Documents
Issuer
COLUMBUS MCKINNON CORP
CIK 0001005229
Entity typeother
Related Parties
1- filerCIK 0001214457
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 4:23 PM ET
- Size
- 18.3 KB