4//SEC Filing
PHILIPS MALCOLM H JR 4
Accession 0001214659-09-000527
CIK 0001173738other
Filed
Mar 8, 8:00 PM ET
Accepted
Mar 9, 7:40 PM ET
Size
16.5 KB
Accession
0001214659-09-000527
Insider Transaction Report
Form 4
CDEX INCCEXI.OB
PHILIPS MALCOLM H JR
DirectorPresident, CEO and COB
Transactions
- Purchase
Class A Common Stock, par value $.005 per share
2009-03-06$0.17/sh+500$88→ 3,421,667 total(indirect: See footnote.) - Purchase
Class A Common Stock, par value $.005 per share
2009-03-06$0.17/sh+1,000$170→ 3,422,667 total(indirect: See footnote.) - Purchase
Class A Common Stock, par value $.005 per share
2009-03-09$0.18/sh+500$90→ 3,423,167 total(indirect: See footnote.) - Conversion
2007 Convertible 10% Loan
2009-03-09(indirect: See footnote.)Exercise: $0.12From: 2007-10-31Exp: 2009-04-30→ Common Stock (142,425 underlying) - Purchase
Class A Common Stock, par value $.005 per share
2009-03-05$0.18/sh+1,000$180→ 3,421,167 total(indirect: See footnote.) - Conversion
Class A Common Stock, par value $.005 per share
2009-03-09$0.12/sh+142,425$17,091→ 3,565,592 total(indirect: See footnote.) - Conversion
Warrant
2009-03-09+142,425→ 964,502 total(indirect: See footnote.)Exercise: $0.24From: 2009-03-09Exp: 2011-03-09→ Common Stock (142,425 underlying)
Footnotes (4)
- [F1]These securities are held through various entities controlled by Mr. Philips.
- [F2]The loan balance and the underlying shares are subject to adjustment for accrued but unpaid interest. An equal number of warrants was issuable upon conversion.
- [F3]Issued upon conversion of principal and accrued interest on a 10% Convertible Loan which was made to the Company in 2007.
- [F4]Subject to adjustment based on the lowest stock price offered to an investor during specified periods preceding and following the date of loan which would currently be $.12 - $.40 per share.
Documents
Issuer
CDEX INC
CIK 0001173738
Entity typeother
Related Parties
1- filerCIK 0001310515
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 8:00 PM ET
- Accepted
- Mar 9, 7:40 PM ET
- Size
- 16.5 KB