Larocca Christopher M 4
4 · EMCORE CORP · Filed Jan 31, 2013
Insider Transaction Report
Form 4
EMCORE CORPEMKR
Larocca Christopher M
Chief Operating Officer
Transactions
- Sale
Common Stock
2013-01-29$5.59/sh−2,640$14,765→ 15,492 total
Holdings
- 7,227(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]All sales were effected pursuant to a 10b5-1 plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the vesting of shares of restricted stock that were granted under the Company's 2010 Equity Incentive Plan, which grant was exempt from Section 16b pursuant to Rule 16b-3(d).
- [F2]Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.59 to $5.70 per share. The reporting person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- [F3]Includes 5,834 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting on January 28, 2014.
- [F4]Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2012.