4//SEC Filing
Truett-Hurst, Inc. 4
Accession 0001214659-13-003543
CIK 0001564709operating
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 7:32 PM ET
Size
7.4 KB
Accession
0001214659-13-003543
Insider Transaction Report
Form 4
CARROLL DANIEL A
Director10% Owner
Transactions
- Purchase
Class A Common Stock
2013-06-20$6.00/sh+38,700$232,200→ 38,700 total(indirect: By Trust)
Holdings
- 1(indirect: By Trust)
Class B Common Stock
- 806,596(indirect: By Trust)
LLC Units of H.D.D. LLC
→ Class A Common Stock (806,596 underlying)
Footnotes (2)
- [F1]The reporting person has agreed to share voting power with certain other holders of LLC units of H.D.D. LLC, a subsidiary of Truett-Hurst, Inc. Collectively, this group controls over 50% of the voting power of Truett-Hurst, Inc.
- [F2]Pursuant to the terms of an exchange agreement, LLC Units of H.D.D. LLC are exchangeable for shares of Class A common stock of Truett-Hurst, Inc. on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications, or cash at the election of Truett-Hurst, Inc.
Documents
Issuer
Truett-Hurst, Inc.
CIK 0001564709
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001564709
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 7:32 PM ET
- Size
- 7.4 KB