4//SEC Filing
EMCORE CORP 4
Accession 0001214659-13-006362
CIK 0000808326operating
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 8:50 PM ET
Size
6.1 KB
Accession
0001214659-13-006362
Insider Transaction Report
Form 4
EMCORE CORPEMKR
GILLEN JOHN
Director
Transactions
- Award
Phantom Share Credits
2013-11-07+6,430→ 6,430 totalExercise: $0.00→ Common Stock (6,430 underlying)
Footnotes (3)
- [F1]These phantom share credits were credited to the Reporting Person?s account because the Reporting Person elected to defer receipt of shares of common stock that the Reporting Person was entitled to receive for service as a non-employee director pursuant to the EMCORE Corporation 2007 Directors? Stock Award Plan.
- [F2]Each phantom share credit in the Reporting Person?s account entitles the Reporting Person to one share of common stock. The Reporting Person?s account shall be paid out (i) in shares of common stock within 30 days of the Reporting Person ceasing to serve as a director of the Issuer or (ii) immediately prior to a change of control of the Issuer, in shares of common stock or, at the discretion of the board of directors of the Issuer, in cash.
- [F3]Phantom share credits shall not expire.
Documents
Issuer
EMCORE CORP
CIK 0000808326
Entity typeoperating
IncorporatedNJ
Related Parties
1- filerCIK 0000808326
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 8:50 PM ET
- Size
- 6.1 KB