NEULION, INC. 4
4 · NEULION, INC. · Filed Aug 26, 2015
Insider Transaction Report
Form 4
Hale James Richard
Director10% Owner
Transactions
- Purchase
Common Stock
2015-08-25$0.55/sh+347,000$191,822→ 1,747,000 total(indirect: By Parallax Capital Fund, L.P.) - Purchase
Common Stock
2015-08-24$0.57/sh+194,000$110,076→ 1,400,000 total(indirect: By Parallax Capital Fund, L.P.)
Holdings
- 12,465
Common Stock
- 61,731,172(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The Reporting Person is the managing member of Parallax Holdings, LLC, which is the general partner of Parallax Capital, L.P., which is the general partner of Parallax Capital Fund, L.P., which is a limited liability company member of PCF 1, LLC. The Reporting Person may be deemed to be the indirect beneficial owner of the reported securities by virtue of his indirect control of Parallax Capital Fund, LP and PCF 1, LLC. The Reporting Person disclaims beneficial ownership of the reported securities to the extent such beneficial ownership exceeds his pecuniary interests therein.
- [F2]Multiple same-way open market purchases effected on the same day within a one-dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the OTCBB, and the purchase price per share for each trade was between $0.5671 and $0.5679. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares purchased at each separate price.
- [F3]Multiple same-way open market purchases effected on the same day within a one-dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the OTCBB, and the purchase price per share for each trade was between $0.5367 and $0.5599. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares purchased at each separate price.