BREEZE-EASTERN CORP 4

Accession 0001214659-15-008089

CIK 0000099359operating

Filed

Nov 29, 7:00 PM ET

Accepted

Nov 30, 9:51 PM ET

Size

19.8 KB

Accession

0001214659-15-008089

Form 4

Period: 2015-08-05

10% Owner

Transactions

Purchase
Common Stock
2015-08-05$12.00/sh+1,000$12,000→ 1,229,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-08-07$11.88/sh+10,000$118,800→ 1,239,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-21$13.93/sh+1,000$13,930→ 1,241,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-28$13.75/sh+353$4,854→ 1,242,011 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-29$13.73/sh+7,700$105,721→ 1,249,711 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-08$13.78/sh+1,000$13,780→ 1,240,658 total(indirect: See Footnotes)

10% Owner

Transactions

Purchase
Common Stock
2015-09-08$13.78/sh+1,000$13,780→ 1,240,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-08-05$12.00/sh+1,000$12,000→ 1,229,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-08-07$11.88/sh+10,000$118,800→ 1,239,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-21$13.93/sh+1,000$13,930→ 1,241,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-28$13.75/sh+353$4,854→ 1,242,011 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-29$13.73/sh+7,700$105,721→ 1,249,711 total(indirect: See Footnotes)

10% Owner

Transactions

Purchase
Common Stock
2015-09-08$13.78/sh+1,000$13,780→ 1,240,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-21$13.93/sh+1,000$13,930→ 1,241,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-28$13.75/sh+353$4,854→ 1,242,011 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-29$13.73/sh+7,700$105,721→ 1,249,711 total(indirect: See Footnotes)
Purchase
Common Stock
2015-08-05$12.00/sh+1,000$12,000→ 1,229,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-08-07$11.88/sh+10,000$118,800→ 1,239,658 total(indirect: See Footnotes)

10% Owner

Transactions

Purchase
Common Stock
2015-09-29$13.73/sh+7,700$105,721→ 1,249,711 total(indirect: See Footnotes)
Purchase
Common Stock
2015-08-07$11.88/sh+10,000$118,800→ 1,239,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-21$13.93/sh+1,000$13,930→ 1,241,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-08-05$12.00/sh+1,000$12,000→ 1,229,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-08$13.78/sh+1,000$13,780→ 1,240,658 total(indirect: See Footnotes)
Purchase
Common Stock
2015-09-28$13.75/sh+353$4,854→ 1,242,011 total(indirect: See Footnotes)

Footnotes (2)

[F1]This Form 4 is being filed by VN Capital Management, LLC, Joinville Capital Management, LLC (together with VN Capital Management, LLC the "General Partners"), VN Capital Fund I, LP (the "Fund"), Patrick Donnell Noone ("Noone") and James Thomas Vanasek ("Vanasek" and collectively with the General Partners, the Fund and Noone, the "Reporting Persons"). Mr. Noone and Mr. Vanasek are the principals and managing members of VN Capital Management, LLC
[F2]This amount reflects the amount of securities held by the Fund immediately following the transaction requiring the filing of this statement. In accordance with Instruction 5(b)(iv) of Form 4, the entire amount of the Issuer's securities held by Fund is reported herein. Each of the Reporting Persons disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Documents

1 file

BREEZE-EASTERN CORP

CIK 0000099359

Entity typeoperating

IncorporatedDE