Home/Filings/4/0001214659-15-008449
4//SEC Filing

PCS EDVENTURES COM INC 4

Accession 0001214659-15-008449

$PCSVCIK 0001122020operating

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 2:57 PM ET

Size

13.8 KB

Accession

0001214659-15-008449

Insider Transaction Report

Form 4
Period: 2014-09-01
Transactions
  • Award

    Restricted Stock Unit

    2014-09-01$0.15/sh+150,000$22,50025,825,390 total
  • Award

    Convertible Promissory Note

    0014-10-21$0.04/sh+5,000,000$200,0005,000,000 total
    Exercise: $0.04From: 2014-10-21Restricted Common Stock Unit (5,000,000 underlying)
  • Award

    Warrants to purchase Common Stock

    0015-01-22$0.04/sh+2,000,000$80,0007,000,000 total
    Exercise: $0.04From: 0015-01-22Exp: 0018-01-22Restricted Common Stock Unit (2,000,000 underlying)
  • Award

    Restricted Common Stock Unit

    0015-09-24+81,00081,000 total
    Exercise: $0.19From: 0016-09-30Exp: 0016-09-30Restricted Common Stock Unit (81,000 underlying)
Footnotes (7)
  • [F1]Grant of Restricted Stock Units. The Board of Directors of the Company granted the reporting person (the "Participant") 150,000 restricted stock units (the "Restricted Stock Units") on September 1, 2014 (the "Grant Date"), in accordance with the provisions of Article 6 of the Company's 2009 Equity Compensation Plan (the "Plan"), representing compensation for board services for the period of September 1, 2014, through September 30, 2015. On September 30, 2015, the Plan's Vesting and Settlement conditions of:: (i) the Participant has been re-elected as a director at the annual meeting of the Company's shareholders in September 2015; and (ii) the Participant has continued to serve as a Company director through September 30, 2015, were satisfied.
  • [F2]The Restricted Stock Units are revalued at date of vesting and were issued on November 16, 2015.
  • [F3]Convertible Promissory Note dated October 21, 2014, at the sole option of Lender, the outstanding balance of this Note may be converted into shares of Rule 144 Restricted Common Stock of the Borrower at a price per share of $0.04.
  • [F4]As part of the Promissory Note first dated January 16, 2015, the Company has issued warrants ("Original Warrants") to acquire up to 2,000,000 shares of Company's common stock for $0.04 per share exercisable at any time within 36 months after the date of issuance of the Original Warrants.
  • [F5]Grant of Restricted Stock Units. The Board of Directors of the Company also granted the Participant 81,000 Restricted Stock Units on September 24, 2015 (the "Grant Date"), in accordance with the provisions of Article 6 of the Company's Plan, at the close of market price, representing compensation for board services for the period of October 1, 2015, through September 30, 2016. Each Restricted Stock Unit represents the right to receive one share of the Company's common stock in the future, subject to the restrictions and other conditions set forth in the Restricted Stock Unit Award Agreement (the "Agreement") and in the Plan.
  • [F6]The Restricted Stock Units do not vest and are forfeitable until the "Vesting and Settlement" conditions of the Agreement have been satisfied. The Restricted Stock Units are revalued at date of vesting and are issued when administratively practicable.
  • [F7]Date of note pay off.

Issuer

PCS EDVENTURES COM INC

CIK 0001122020

Entity typeoperating
IncorporatedID

Related Parties

1
  • filerCIK 0001122020

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 2:57 PM ET
Size
13.8 KB