4//SEC Filing
POWIN CORP 4
Accession 0001214659-16-008753
CIK 0001468780operating
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 5:20 PM ET
Size
9.5 KB
Accession
0001214659-16-008753
Insider Transaction Report
Form 4
POWIN CORPPWON
LU DANNY Y
Director
Transactions
- Purchase
Convertible Preferred Stock
2015-08-05$0.56/sh+917,096$513,574→ 917,096 total(indirect: See footnote)Exercise: $0.56From: 2015-08-05→ Common Stock (917,096 underlying) - Purchase
Convertible Preferred Stock
2015-08-05$0.56/sh+1,001,008$560,564→ 1,001,008 totalExercise: $0.56From: 2015-08-05→ Common Stock (1,001,008 underlying) - Award
Common Stock
2015-12-31$0.65/sh+500$325→ 2,522,604 total
Footnotes (3)
- [F1]The Preferred Stock and underlying Common Stock, was issued in exchange for, and in satisfaction of, outstanding debt of the Issuer held by the Reporting Person.
- [F2]The Preferred Stock was issued in exchange for, and in satisfaction of, outstanding debt of the Issuer held by Lu Pacific Properties, LLC of which the Reporting person is a managing member.
- [F3]There is no expiration date for the conversion rights under the Convertible Preferred Stock.
Documents
Issuer
POWIN CORP
CIK 0001468780
Entity typeoperating
Related Parties
1- filerCIK 0001468780
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 5:20 PM ET
- Size
- 9.5 KB