MANGROVE CAPITAL 4
4 · SunCoke Energy, Inc. · Filed Jan 19, 2016
Insider Transaction Report
Form 4
Mangrove Partners Master Fund, Ltd.
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2016-01-15$2.35/sh+119,530$281,421→ 7,025,241 total - Purchase
Common Stock, $0.01 par value
2016-01-15$2.33/sh+123,729$288,783→ 6,905,711 total
Footnotes (2)
- [F1]This Form is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the "Master Fund"), (2) The Mangrove Partners Fund, L.P. (the "US Feeder"), (3) The Mangrove Partners Fund (Cayman), Ltd. (the "Cayman Feeder"), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the foregoing is referred to as a "Reporting Person" and collectively as the "Reporting Persons."
- [F2]The shares which are the subject of this Form are held by the Master Fund. Beneficial ownership of the shares which is the subject of this Form is also claimed indirectly by (i) the US Feeder and the Cayman Feeder, which are the two controlling shareholders of the Master Fund, (ii) Mangrove Partners which serves as the investment manager of each of the Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general partner of the US Feeder, and (iv) Nathaniel August who is the principal of Mangrove Partners and Mangrove Capital.