NEULION, INC. 4
4 · NEULION, INC. · Filed Mar 9, 2016
Insider Transaction Report
Form 4
WANG CHARLES B
Director10% Owner
Transactions
- Award
Restricted Common Stock
2016-03-07+750,000→ 750,000 total(indirect: By Spouse)
Holdings
- 40,206,096(indirect: By Spouse)
Common Stock
- 128,020(indirect: By Trust)
Common Stock
- 128,020(indirect: By Trust)
Common Stock
- 750,000(indirect: By Spouse)
Restricted Common Stock
- 15,534,956(indirect: By JK&B Capital V Special Opportunity Fund, L.P.)
Common Stock
- 22,820,650(indirect: By LLC)
Common Stock
- 13,011,861
Common Stock
Footnotes (6)
- [F1]The reporting person's spouse was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on March 7, 2016.
- [F2]The reporting person's spouse was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 18, 2015.
- [F3]AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
- [F4]Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F5]Mr. Wang is the trustee for the two trusts and his grandchildren are the beneficiaries of the trusts.
- [F6]JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang, who has a pecuniary interest of 85% in such fund.