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4//SEC Filing

NEULION, INC. 4

Accession 0001214659-16-010195

CIK 0001387713operating
View on SEC.govCompany Profile

Filed

Mar 8, 7:00 PM ET

Accepted

Mar 9, 3:25 PM ET

Size

11.3 KB

Accession

0001214659-16-010195

Insider Transaction Report

Form 4
Period: 2016-03-07
NEULION, INC.NLN
WANG CHARLES B
Director10% Owner
Transactions
  • Award

    Restricted Common Stock

    2016-03-07+750,000→ 750,000 total(indirect: By Spouse)
Holdings

  • Common Stock

    (indirect: By Spouse)
    40,206,096

  • Common Stock

    (indirect: By Trust)
    128,020

  • Common Stock

    (indirect: By Trust)
    128,020

  • Restricted Common Stock

    (indirect: By Spouse)
    750,000

  • Common Stock

    (indirect: By JK&B Capital V Special Opportunity Fund, L.P.)
    15,534,956

  • Common Stock

    (indirect: By LLC)
    22,820,650

  • Common Stock

    13,011,861
Footnotes (6)
  • [F1]The reporting person's spouse was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on March 7, 2016.
  • [F2]The reporting person's spouse was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 18, 2015.
  • [F3]AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
  • [F4]Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F5]Mr. Wang is the trustee for the two trusts and his grandchildren are the beneficiaries of the trusts.
  • [F6]JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang, who has a pecuniary interest of 85% in such fund.

Documents

1 file

Issuer

NEULION, INC.

CIK 0001387713

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001387713

Filing Metadata

Form type
4
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 3:25 PM ET
Size
11.3 KB
View on SEC.gov