Home/Filings/4/0001214659-16-011387
4//SEC Filing

NEULION, INC. 4

Accession 0001214659-16-011387

CIK 0001387713operating

Filed

May 9, 8:00 PM ET

Accepted

May 10, 3:10 PM ET

Size

10.1 KB

Accession

0001214659-16-011387

Insider Transaction Report

Form 4
Period: 2016-05-06
REICHBACH ROY E
DirectorGenl Counsel & Corp Secretary
Transactions
  • Exercise/Conversion

    Common Stock

    2016-05-06$0.43/sh+85,819$36,902639,701 total
  • Exercise/Conversion

    Stock Options (right to buy)

    2016-05-06150,0000 total
    Exercise: $0.43Exp: 2016-05-19Common Stock (150,000 underlying)
Holdings
  • Restricted Common Stock

    300,000
  • Common Stock

    (indirect: By Trust)
    5,000,000
  • Restricted Common Stock

    600,000
Footnotes (5)
  • [F1]Options to purchase 150,000 shares of common stock were exercised on a net basis, and Mr. Reichbach received 85,819 shares of common stock in connection with such exercise.
  • [F2]Mr. Reichbach is the trustee of the Charles B. Wang Multigenerational 2012 Trust and in such capacity has voting and dispositive control with respect to such shares. Mr. Reichbach disclaims beneficial ownership of the shares held by the 2012 Trust.
  • [F3]The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 18, 2015.
  • [F4]The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on March 7, 2016.
  • [F5]The options vested in equal monthly increments over a 48-month period; the first increment vested on May 16, 2012.

Issuer

NEULION, INC.

CIK 0001387713

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001387713

Filing Metadata

Form type
4
Filed
May 9, 8:00 PM ET
Accepted
May 10, 3:10 PM ET
Size
10.1 KB