4//SEC Filing
NEULION, INC. 4
Accession 0001214659-16-011560
CIK 0001387713operating
Filed
May 12, 8:00 PM ET
Accepted
May 13, 5:09 PM ET
Size
11.4 KB
Accession
0001214659-16-011560
Insider Transaction Report
Form 4
LI NANCY
DirectorChief Executive Officer10% Owner
Transactions
- Exercise/Conversion
Common Stock
2016-05-11$0.43/sh+450,000$193,500→ 40,600,056 total - Exercise/Conversion
Stock Options (right to buy)
2016-05-11−450,000→ 0 totalExercise: $0.43Exp: 2016-05-19→ Common Stock (450,000 underlying)
Holdings
- 28,020(indirect: By Trust)
Common Stock
- 53,187,437(indirect: By Spouse)
Common Stock
- 750,000
Restricted Common Stock
- 750,000
Restricted Common Stock
- 28,020(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 18, 2015.
- [F2]The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on March 7, 2016.
- [F3]Ms. Li is the trustee for the two trusts and her children are the beneficiaries of the trusts.
- [F4]Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F5]The options vested in equal monthly increments over a 48-month period; the first increment vested on May 16, 2012.
Documents
Issuer
NEULION, INC.
CIK 0001387713
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001387713
Filing Metadata
- Form type
- 4
- Filed
- May 12, 8:00 PM ET
- Accepted
- May 13, 5:09 PM ET
- Size
- 11.4 KB