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4//SEC Filing

NEULION, INC. 4

Accession 0001214659-16-011561

CIK 0001387713operating
View on SEC.govCompany Profile

Filed

May 12, 8:00 PM ET

Accepted

May 13, 5:09 PM ET

Size

11.5 KB

Accession

0001214659-16-011561

Insider Transaction Report

Form 4
Period: 2016-05-11
NEULION, INC.NLN
WANG CHARLES B
Director10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2016-05-11$0.43/sh+450,000$193,500→ 40,656,096 total(indirect: By Spouse)
Holdings

  • Common Stock

    14,575,791

  • Common Stock

    (indirect: By LLC)
    22,820,650

  • Common Stock

    (indirect: By JK&B Capital V Special Opportunity Fund, L.P.)
    15,534,956

  • Common Stock

    (indirect: By Trust)
    128,020

  • Common Stock

    (indirect: By Trust)
    128,020

  • Restricted Common Stock

    (indirect: By Spouse)
    750,000

  • Restricted Common Stock

    (indirect: By Spouse)
    750,000
Footnotes (7)
  • [F1]AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
  • [F2]JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang, who has a pecuniary interest of 85% in such fund.
  • [F3]Mr. Wang is the trustee for the two trusts and his grandchildren are the beneficiaries of the trusts.
  • [F4]Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F5]The reporting person's spouse was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on March 7, 2016.
  • [F6]The reporting person's spouse was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 18, 2015.
  • [F7]Mr. Wang's spouse, Nancy Li, exercised options to purchase 450,000 shares of common stock for cash.

Documents

1 file

Issuer

NEULION, INC.

CIK 0001387713

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001387713

Filing Metadata

Form type
4
Filed
May 12, 8:00 PM ET
Accepted
May 13, 5:09 PM ET
Size
11.5 KB
View on SEC.gov