NEULION, INC. 4
4 · NEULION, INC. · Filed May 16, 2016
Insider Transaction Report
Form 4
HER HORNGWEI
Executive Vice President
Transactions
- Exercise/Conversion
Stock Options (right to buy)
2016-05-16−150,000→ 0 totalExercise: $0.43Exp: 2016-05-19→ Common Stock (150,000 underlying) - Exercise/Conversion
Common Stock
2016-05-16$0.43/sh+76,741$32,999→ 2,858,182 total
Holdings
- 600,000
Restricted Common Stock
- 6,000(indirect: By Spouse)
Common Stock
- 400,000
Restricted Common Stock
Footnotes (4)
- [F1]Options to purchase 150,000 shares of common stock were exercised on a net basis, and Mr. Her received 76,741 shares of common stock in connection with such exercise.
- [F2]The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 18, 2015.
- [F3]The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on March 7, 2016.
- [F4]The options vested in equal monthly increments over a 48-month period; the first increment vested on May 16, 2012.