4//SEC Filing
NEULION, INC. 4
Accession 0001214659-16-011670
CIK 0001387713operating
Filed
May 17, 8:00 PM ET
Accepted
May 18, 2:26 PM ET
Size
11.1 KB
Accession
0001214659-16-011670
Insider Transaction Report
Form 4
WAGNER J CHRISTOPHER
Executive Vice President
Transactions
- Sale
Common Stock
2016-05-16$0.89/sh−150,000$133,035→ 1,065,323 total - Exercise/Conversion
Common Stock
2016-05-18$0.43/sh+150,000$64,500→ 1,215,323 total - Exercise/Conversion
Stock Options (right to buy)
2016-05-18−150,000→ 0 totalExercise: $0.43Exp: 2016-05-19→ Common Stock (150,000 underlying)
Holdings
- 600,000
Restricted Common Stock
- 200,000
Restricted Common Stock
Footnotes (4)
- [F1]Multiple same-way open market sales effected on the same day within a one-dollar price range are reported on this line. The figure in the price column is the weighted average sale price for these transactions. These trades were executed on the Toronto Stock Exchange, and the sale prices were in Canadian dollars. The price per share for each sale was between Cdn$1.14 and Cdn$1.17. The sale prices were converted to US dollars by the executing broker using exchange rates between 1.2891 and 1.2901. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares sold at each separate price.
- [F2]The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on May 18, 2015.
- [F3]The reporting person was granted these restricted shares subject to the terms of the Amended and Restated NeuLion, Inc. 2012 Omnibus Securities and Incentive Plan. The restricted shares vest at a rate of one-quarter of their allotted amount per year over four years. Vesting began on March 7, 2016.
- [F4]The options vested in equal monthly increments over a 48-month period; the first increment vested on May 16, 2012.
Documents
Issuer
NEULION, INC.
CIK 0001387713
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001387713
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 2:26 PM ET
- Size
- 11.1 KB