NEULION, INC. 4
4 · NEULION, INC. · Filed Jun 22, 2016
Insider Transaction Report
Form 4
WANG CHARLES B
Director10% Owner
Transactions
- Award
Common Stock
2016-06-20+25,891→ 14,601,682 total
Holdings
- 15,534,956(indirect: By JK&B Capital V Special Opportunity Fund, L.P.)
Common Stock
- 256,040(indirect: By Trust)
Common Stock
- 42,100,056(indirect: By Spouse)
Common Stock
- 22,820,650(indirect: By LLC)
Common Stock
Footnotes (6)
- [F1]Semi-annual director's fee for the first half of 2016.
- [F2]Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
- [F4]JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang, who has a pecuniary interest of 85% in such fund.
- [F5]Mr. Wang is the trustee for the two trusts and his grandchildren are the beneficiaries of the trusts.
- [F6]Includes 1,500,000 shares of common stock issuable upon the vesting of Restricted Stock Unit (RSU) awards, of which 750,000 were granted in May 2015 and 750,000 were granted in March 2016. Each of the RSU awards vest in four equal annual installments commencing on the first anniversary of the grant date.