NEULION, INC. 4
4 · NEULION, INC. · Filed Jun 22, 2016
Insider Transaction Report
Form 4
LI NANCY
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2016-06-20+25,891→ 53,213,328 total(indirect: By Spouse)
Holdings
- 42,100,056
Common Stock
- 56,040(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Represents receipt by Ms. Li's spouse of a semi-annual director's fee for the first half of 2016.
- [F2]Includes 1,500,000 shares of common stock issuable upon the vesting of Restricted Stock Unit (RSU) awards, of which 750,000 were granted in May 2015 and 750,000 were granted in March 2016. Each of the RSU awards vest in four equal annual installments commencing on the first anniversary of the grant date. The reporting person is not entitled to receive the shares of common stock underlying the RSUs, and has no rights of a shareholder with respect thereto, prior to vesting.
- [F3]Ms. Li is the trustee for the two trusts and her children are the beneficiaries of the trusts.
- [F4]Ms. Li disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Ms. Li is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.