4//SEC Filing
POWIN CORP 4
Accession 0001214659-16-012543
CIK 0001468780operating
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 6:05 AM ET
Size
7.2 KB
Accession
0001214659-16-012543
Insider Transaction Report
Form 4
POWIN CORPPWON
LU JOSEPH
DirectorCEO/Director10% Owner
Transactions
- Purchase
Convertible Preferred Stock
2015-08-05$0.56/sh+5,951,946$3,333,090→ 5,951,946 totalExercise: $0.56From: 2016-08-05→ Common Stock (591,946 underlying) - Award
Common Stock
2016-06-30$0.30/sh+500$150→ 19,351,036 total
Footnotes (3)
- [F1]The Preferred Stock and underlying Common Stock was issued in exchange for, and in satisfaction of, outstanding debt of the Issuer held by the Reporting Person.
- [F2]A portion of the Common Stock is held in the name of Joseph Lu Trust and the Mei Yi Lu Living Trust, respectively.
- [F3]There is no expiration date for the conversion rights under the Convertible Preferred Stock.
Documents
Issuer
POWIN CORP
CIK 0001468780
Entity typeoperating
Related Parties
1- filerCIK 0001468780
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 6:05 AM ET
- Size
- 7.2 KB