Fifth Street Asset Management Inc. 4
4 · Fifth Street Asset Management Inc. · Filed Aug 31, 2016
Insider Transaction Report
Form 4
AUGUST NATHANIEL H.
10% Owner
Transactions
- Sale
Class A Common Stock
2016-08-29$5.15/sh−25,000$128,750→ 435,408 total(indirect: The Mangrove Partners Master Fund, Ltd.) - Sale
Class A Common Stock
2016-08-29$5.10/sh−73,059$372,484→ 108,549 total(indirect: The Mangrove Partners Master Fund, Ltd.) - Sale
Class A Common Stock
2016-08-29$5.10/sh−34,028$173,488→ 74,521 total(indirect: The Mangrove Partners Master Fund, Ltd.) - Sale
Class A Common Stock
2016-08-30$5.28/sh−5,648$29,845→ 20,000 total(indirect: The Mangrove Partners Master Fund, Ltd.) - Sale
Class A Common Stock
2016-08-30$5.28/sh−48,873$258,255→ 25,648 total(indirect: The Mangrove Partners Master Fund, Ltd.) - Sale
Class A Common Stock
2016-08-29$5.11/sh−171,531$877,364→ 263,877 total(indirect: The Mangrove Partners Master Fund, Ltd.) - Sale
Class A Common Stock
2016-08-29$5.11/sh−82,269$420,798→ 181,608 total(indirect: The Mangrove Partners Master Fund, Ltd.)
Footnotes (1)
- [F1]Shares held directly by The Mangrove Partners Master Fund, Ltd. (the "Master Fund"). Nathaniel August, as the director of each of Mangrove Partners and Mangrove Capital, the investment manager and general partner of the controlling shareholder of the Master Fund, respectively, may be deemed to beneficially own the shares held directly by the Master Fund. Mr. August disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.