NEULION, INC. 4
4 · NEULION, INC. · Filed Dec 22, 2016
Insider Transaction Report
Form 4
WANG CHARLES B
Director10% Owner
Transactions
- Award
Common Stock
2016-12-20+16,561→ 14,618,243 total
Holdings
- 42,100,056(indirect: By Spouse)
Common Stock
- 22,820,650(indirect: By LLC)
Common Stock
- 15,534,956(indirect: By JK&B Capital V Special Opportunity Fund, L.P.)
Common Stock
- 256,040(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Semi-annual director's fee for the second half of 2016.
- [F2]Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
- [F4]JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang, who has a pecuniary interest of 85% in such fund.
- [F5]Mr. Wang is the trustee for each of two trusts, and his grandchildren are the beneficiaries of the trusts.
- [F6]Includes 1,312,500 shares of common stock issuable upon the future vesting of Restricted Stock Unit (RSU) awards. The reporting person is not entitled to receive the shares of common stock underlying the RSUs, and has no rights of a shareholder with respect thereto, prior to vesting.