4//SEC Filing
NORDSON CORP 4
Accession 0001214659-17-000083
$NDSNCIK 0000072331operating
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:37 PM ET
Size
21.3 KB
Accession
0001214659-17-000083
Insider Transaction Report
Form 4
NORDSON CORPNDSN
BLOOMFIELD DOUGLAS C
Vice President
Transactions
- Tax Payment
Common Stock
2017-01-03$113.42/sh−1,356$153,798→ 43,957 total - Tax Payment
Common Stock
2016-12-30$112.85/sh−90$10,157→ 45,995 total - Tax Payment
Common Stock
2016-12-30$112.85/sh−117$13,203→ 45,239 total - Gift
Common Stock
2016-12-19−1,500→ 46,207 total
Holdings
- 10,000
Employee Stock Options (right to buy)
Exercise: $43.73Exp: 2021-11-28→ Common Stock (10,000 underlying) - 7,600
Employee Stock Options (right to buy)
Exercise: $61.59Exp: 2022-11-28→ Common Stock (7,600 underlying) - 3,245(indirect: By Company ESOP Plan)
Common Stock
- 9,400
Employee Stock Options (right to buy)
Exercise: $43.32Exp: 2020-12-07→ Common Stock (9,400 underlying) - 7,900
Employee Stock Options (right to buy)
Exercise: $79.66Exp: 2024-11-24→ Common Stock (7,900 underlying) - 11,700
Employee Stock Options (right to buy)
Exercise: $70.91Exp: 2025-11-23→ Common Stock (11,700 underlying) - 220(indirect: By Company Savings Plan)
Common Stock
- 7,300
Employee Stock Options (right to buy)
Exercise: $71.75Exp: 2023-11-25→ Common Stock (7,300 underlying)
Footnotes (10)
- [F1]On each of December 19, 2016 and December 20, 2016, the reporting person made a gift of shares for a cumulative total of 1,500 shares gifted. For tax purposes, the value date of the shares delivered is each respective date a gift was made.
- [F10]On November 23, 2015, the Company awarded 11,700 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.
- [F2]On November 24, 2014, the Company awarded 1,200 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 23, 2015 and 2016, and one-third were to vest on November 24, 2017. The reporting person retired effective December 31, 2016. Vesting of 278 restricted shares was accelerated and 122 shares were forfeited as a result of retirement. 90 of the 278 shares that vested were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
- [F3]On November 23, 2015, the Company awarded 1,500 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 23, 2016, and one-third were to vest on each of November 23, 2017 and 2018. The reporting person retired effective December 31, 2016. Vesting of 361 restricted shares was accelerated and 639 shares were forfeited as a result of retirement. 117 of the 361 shares that vested were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
- [F4]Shares withheld to cover withholding taxes due upon settlement of the performance share units that were reported on December 2, 2016. The net holdings include 74 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes.
- [F5]Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c).
- [F6]Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c).
- [F7]All such options have fully vested.
- [F8]On November 25, 2013, the Company awarded 7,300 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
- [F9]On November 24, 2014, the Company awarded 7,900 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
Documents
Issuer
NORDSON CORP
CIK 0000072331
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0000072331
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 4:37 PM ET
- Size
- 21.3 KB