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4//SEC Filing

OCLARO, INC. 4

Accession 0001214659-17-001163

CIK 0001110647operating

View on SEC.gov Company Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 7:48 PM ET

Size

15.2 KB

Accession

0001214659-17-001163

Insider Transaction Report

Form 4

Period: 2017-02-10

OCLARO, INC.OCLR

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2017-02-10$2.55/sh+45,000$114,750→ 481,332 total
Exercise/Conversion
Common Stock
2017-02-10$2.56/sh+12,000$30,720→ 493,332 total
Sale
Common Stock
2017-02-10$9.22/sh−133,363$1,229,420→ 359,969 total
Tax Payment
Common Stock
2017-02-10$9.49/sh−14,479$137,406→ 345,490 total
Exercise/Conversion
Stock Option (Right to Buy)
2017-02-10−45,000→ 15,000 total
Exercise: $2.55Exp: 2024-01-14→ Common Stock (45,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2017-02-10−12,000→ 0 total
Exercise: $2.56Exp: 2022-06-11→ Common Stock (12,000 underlying)

Footnotes (6)

[F1]Exercise of Derivative Security.
[F2]Sale subject to Rule 144.
[F3]This transaction was executed in multiple trades at prices ranging from $9.125 to $9.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F4]Withholding of 14,479 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
[F5]Options vest and become exercisable (a) with respect to 25% of the shares subject to the Option on the first anniversary of January 14, 2014 and (b) with respect to the remaining shares 2.083% of the shares subject to the Option should vest following each month of continuous service thereafter, for the following three years.
[F6]Options vest and become exercisable (a) with respect to 25% of the shares subject to the Option on the first anniversary of June 11, 2012 and (b) with respect to the remaining shares 2.083% of the shares subject to the Option should vest following each month of continuous service thereafter, for the following three years.

Documents

1 file

4
marketforms-37922.xmlPrimary
PRIMARY DOCUMENT

Issuer

OCLARO, INC.

CIK 0001110647

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001110647

Filing Metadata

Form type: 4
Filed: Feb 13, 7:00 PM ET
Accepted: Feb 14, 7:48 PM ET
Size: 15.2 KB

View on SEC.gov