4//SEC Filing
FUEL TECH, INC. 4
Accession 0001214659-17-002184
$FTEKCIK 0000846913operating
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 2:56 PM ET
Size
5.7 KB
Accession
0001214659-17-002184
Insider Transaction Report
Form 4
FUEL TECH, INC.FTEK
BAILEY BETTYE J
10% Owner
Transactions
- Gift
Common Stock
2017-03-27+647,134→ 2,929,356 total
Footnotes (3)
- [F1]Transfer in satisfaction of the annuity obligation pursuant to the terms of the Bettye J. Bailey GRAT A-2015 u/a/d March 27, 2015 (the "GRAT"). As a result of this transfer, the GRAT no longer owns any shares of the issuer.
- [F2]Includes 10,000 shares previously owned jointly with her spouse, Mr. Bailey. Mr. Bailey is deceased and the shares are now owned solely by Mrs. Bailey.
- [F3]Mrs. Bailey previously reported indirect beneficial ownership of 1,399,617 shares that were owned by Mr. Bailey and 245,000 shares that were owned by a family trust over which Mr. Bailey held power of substitution. Mr. Bailey is deceased and the shares are now owned by his estate and the family trust, respectively. Mrs. Bailey currently has no beneficial ownership interest in these shares and therefore the shares have been removed from Mrs. Bailey's Form 4.
Documents
Issuer
FUEL TECH, INC.
CIK 0000846913
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000846913
Filing Metadata
- Form type
- 4
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 2:56 PM ET
- Size
- 5.7 KB