ZAP|4Mar 31, 2:22 PM ET

ZAP 4

4 · ZAP · Filed Mar 31, 2017

Form 4

Period: 2017-02-21

ZAPZAAP

Director10% OwnerOther

Transactions

Award
Employee Stock Option
2009-08-06+1,000,000→ 1,000,000 total
Exercise: $0.39From: 2019-08-06Exp: 2019-08-05→ Common stock (1,000,000 underlying)
Award
Common Stock
2017-02-21$0.03/sh+43,272,865$1,428,005→ 221,775,743 total(indirect: See Footnotes)
Award
Employee Stock Option
2009-08-06+5,600,364→ 6,600,364 total
Exercise: $0.39Exp: 2019-08-05→ Common Stock (5,600,354 underlying)

Footnotes (4)

[F1]These shares were issued in lieu of the payment of interest owed to China Electric Vehicle Corporation on the Issuer's Senior Convertible Note dated January 12, 2011 and in satisfaction of indebtedness owed by the Issuer to Cathaya Management Co. Limited and to Better World International Hong Kong. China Electric Vehicle Corporation, Cathaya Management Co. Limited and Better World International are affiliates of the Reporting Person.
[F2]Priscilla M. Lu disclaims beneficial ownership of the Issuer's securities reported herein except to the extent of her pecuniary interest.
[F3]This option was granted to Priscilla M. Lu on August 6, 2009 and fully was vested and immediately exercisable on the date of grant.
[F4]This option was granted to Priscilla M. Lu on August 6, 2009 and becomes fully vested and exercisable in three equal installments beginning August 6, 2009.

Documents

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