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Home/Filings/4/0001214659-17-002263
4//SEC Filing

ZAP 4

Accession 0001214659-17-002263

CIK 0001024628operating
View on SEC.govCompany Profile

Filed

Mar 30, 8:00 PM ET

Accepted

Mar 31, 2:22 PM ET

Size

15.5 KB

Accession

0001214659-17-002263

Insider Transaction Report

Form 4
Period: 2017-02-21
ZAPZAAP
Cathaya Capital LP
Director10% OwnerOther
Transactions
  • Award

    Employee Stock Option

    2009-08-06+1,000,000→ 1,000,000 total
    Exercise: $0.39From: 2019-08-06Exp: 2019-08-05→ Common stock (1,000,000 underlying)
  • Award

    Common Stock

    2017-02-21$0.03/sh+43,272,865$1,428,005→ 221,775,743 total(indirect: See Footnotes)
  • Award

    Employee Stock Option

    2009-08-06+5,600,364→ 6,600,364 total
    Exercise: $0.39Exp: 2019-08-05→ Common Stock (5,600,354 underlying)
China Electric Vehicle Corp
Other
Transactions
  • Award

    Employee Stock Option

    2009-08-06+1,000,000→ 1,000,000 total
    Exercise: $0.39From: 2019-08-06Exp: 2019-08-05→ Common stock (1,000,000 underlying)
  • Award

    Common Stock

    2017-02-21$0.03/sh+43,272,865$1,428,005→ 221,775,743 total(indirect: See Footnotes)
  • Award

    Employee Stock Option

    2009-08-06+5,600,364→ 6,600,364 total
    Exercise: $0.39Exp: 2019-08-05→ Common Stock (5,600,354 underlying)
LU PRISCILLA M
Director
Transactions
  • Award

    Common Stock

    2017-02-21$0.03/sh+43,272,865$1,428,005→ 221,775,743 total(indirect: See Footnotes)
  • Award

    Employee Stock Option

    2009-08-06+5,600,364→ 6,600,364 total
    Exercise: $0.39Exp: 2019-08-05→ Common Stock (5,600,354 underlying)
  • Award

    Employee Stock Option

    2009-08-06+1,000,000→ 1,000,000 total
    Exercise: $0.39From: 2019-08-06Exp: 2019-08-05→ Common stock (1,000,000 underlying)
Better World International Ltd
Other
Transactions
  • Award

    Common Stock

    2017-02-21$0.03/sh+43,272,865$1,428,005→ 221,775,743 total(indirect: See Footnotes)
  • Award

    Employee Stock Option

    2009-08-06+1,000,000→ 1,000,000 total
    Exercise: $0.39From: 2019-08-06Exp: 2019-08-05→ Common stock (1,000,000 underlying)
  • Award

    Employee Stock Option

    2009-08-06+5,600,364→ 6,600,364 total
    Exercise: $0.39Exp: 2019-08-05→ Common Stock (5,600,354 underlying)
Footnotes (4)
  • [F1]These shares were issued in lieu of the payment of interest owed to China Electric Vehicle Corporation on the Issuer's Senior Convertible Note dated January 12, 2011 and in satisfaction of indebtedness owed by the Issuer to Cathaya Management Co. Limited and to Better World International Hong Kong. China Electric Vehicle Corporation, Cathaya Management Co. Limited and Better World International are affiliates of the Reporting Person.
  • [F2]Priscilla M. Lu disclaims beneficial ownership of the Issuer's securities reported herein except to the extent of her pecuniary interest.
  • [F3]This option was granted to Priscilla M. Lu on August 6, 2009 and fully was vested and immediately exercisable on the date of grant.
  • [F4]This option was granted to Priscilla M. Lu on August 6, 2009 and becomes fully vested and exercisable in three equal installments beginning August 6, 2009.

Documents

1 file

Issuer

ZAP

CIK 0001024628

→
Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001024628

Filing Metadata

Form type
4
Filed
Mar 30, 8:00 PM ET
Accepted
Mar 31, 2:22 PM ET
Size
15.5 KB
View on SEC.gov