TERAN ALAN A 4

4 · Good Times Restaurants Inc. · Filed Nov 27, 2017

Form 4

Period: 2017-11-23

Director

Transactions

Holdings

Non Qualified Stock Option
Exercise: $2.12From: 2012-06-07Exp: 2022-06-07→ Common (2,000 underlying)
2,000
Restricted Stock Unit
Exercise: $0.00Exp: 2018-11-23→ Common (441 underlying)
20,282
Non Qualified Stock Option
Exercise: $7.79Exp: 2025-03-13→ Common (7,060 underlying)
16,060
Common
(indirect: By Termar Enterprises, Inc.)
8,000
Non Qualified Stock Option
Exercise: $2.44From: 2013-09-27Exp: 2023-09-27→ Common (5,000 underlying)
9,000
Non Qualified Stock Option
Exercise: $5.29Exp: 2025-11-23→ Common (3,781 underlying)
19,841
Non Qualified Stock Option
Exercise: $2.31From: 2013-01-02Exp: 2023-01-02→ Common (2,000 underlying)
4,000
Restricted Stock Unit
Exercise: $0.00Exp: 2019-11-16→ Common (3,733 underlying)
24,015

Footnotes (6)

[F1]Represents the conversion upon vesting of restricted stock awards into common stock (the "Converted Common Stock "). The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016 and an additional 1/3 of the shares vested November 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
[F2]Shares are owned indirectly and are held in the entity Termar Enterprises, Inc. Mr. Teran is the President of Termar Enterprises, Inc..
[F3]These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
[F4]These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016
[F5]The reporting person was granted 1,324 restricted stock units of which 1/3 of the shares of the grant vested on November 23, 2016 and an addition 1/3 vested on November 23, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
[F6]The reporting person was granted 5,600 restricted stock units on November 16, 2016 of which 1/3 of the total granted amount vested on November 16, 2017. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Documents

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