Wojciechowski David Gregory 4
4 · EMCORE CORP · Filed Dec 18, 2017
Insider Transaction Report
Form 4
EMCORE CORPEMKR
Wojciechowski David Gregory
Vice President, Sales
Transactions
- Exercise/Conversion
Common Stock
2017-12-14+1,260→ 4,123 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2017-12-14−1,260→ 12,884 total→ Emcore Common Stock (1,260 underlying) - Sale
Common Stock
2017-12-15−481→ 3,642 total
Footnotes (4)
- [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
- [F2]Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $6.3868 to $6.45 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- [F3]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
- [F4]Not later than 30 days after vesting occurs, vested shares of EMCORE common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person.