Hale James 4
4 · NEULION, INC. · Filed Jan 2, 2018
Insider Transaction Report
Form 4
Hale James Richard
Director10% Owner
Transactions
- Award
Common Stock
2017-12-20+78,748→ 250,817 total
Holdings
- 61,731,172(indirect: By LLC)
Common Stock
- 1,747,000(indirect: By Parallax Capital Fund, L.P.)
Common Stock
Footnotes (2)
- [F1]Semi-annual director's fee for the second half of 2017.
- [F2]The Reporting Person is the managing member of Parallax Holdings, LLC, which is the general partner of Parallax Capital, L.P., which is the general partner of Parallax Capital Fund, L.P., which is a limited liability company member of PCF 1, LLC. The Reporting Person may be deemed to be the indirect beneficial owner of the reported securities by virtue of his indirect control of Parallax Capital Fund, L.P. and PCF 1, LLC. The Reporting Person disclaims beneficial ownership of the reported securities to the extent such beneficial ownership exceeds his pecuniary interests therein.