Home/Filings/4/A/0001214659-18-000052
4/A//SEC Filing

Wang Charles 4/A

Accession 0001214659-18-000052

CIK 0001387713other

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 5:59 PM ET

Size

9.0 KB

Accession

0001214659-18-000052

Insider Transaction Report

Form 4/AAmended
Period: 2017-12-20
WANG CHARLES B
Director10% Owner
Transactions
  • Award

    Common Stock

    2017-12-20+60,57514,736,007 total
Holdings
  • Common Stock

    (indirect: By JK&B Capital V Special Opportunity Fund, L.P.)
    15,534,956
  • Common Stock

    (indirect: By Trust)
    256,040
  • Common Stock

    (indirect: By Spouse)
    42,100,056
  • Common Stock

    (indirect: By LLC)
    22,820,650
Footnotes (6)
  • [F1]Semi-annual director's fee for the second half of 2017.
  • [F2]Includes 937,500 shares of common stock issuable upon the future vesting of Restricted Stock Unit (RSU) awards. The reporting person is not entitled to receive the shares of common stock underlying the RSUs, and has no rights of a shareholder with respect thereto, prior to vesting.
  • [F3]Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F4]AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
  • [F5]JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang, who has a pecuniary interest of 85% in such fund.
  • [F6]Mr. Wang is the trustee for each of two trusts, and his grandchildren are the beneficiaries of the trusts.

Issuer

NEULION, INC.

CIK 0001387713

Entity typeother

Related Parties

1
  • filerCIK 0001188070

Filing Metadata

Form type
4/A
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 5:59 PM ET
Size
9.0 KB