Home/Filings/4/0001214659-18-000196
4//SEC Filing

LU DANNY Y 4

Accession 0001214659-18-000196

CIK 0001468780other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 4:43 PM ET

Size

7.1 KB

Accession

0001214659-18-000196

Insider Transaction Report

Form 4
Period: 2017-06-02
LU DANNY Y
Director
Transactions
  • Purchase

    Common Stock

    2017-08-14$0.53/sh+2,852,858$1,512,0155,376,464 total
  • Award

    Incentive Stock Options

    2017-06-02$1.35/sh+250,000$337,500250,000 total
    Exercise: $1.35From: 2018-01-01Exp: 2027-06-02Common Stock (250,000 underlying)
Footnotes (2)
  • [F1]These shares were acquired in a private transaction in consideration of consulting and business advisory services rendered by the Reporting Person to a non-affiliate of the Issuer. The shares were issued in lieu of cash compensation of $1,500,000.
  • [F2]917,097 shares are held by Lu Pacific Properties, LLC of which the Reporting Person is a managing member.

Issuer

POWIN ENERGY CORP

CIK 0001468780

Entity typeother

Related Parties

1
  • filerCIK 0001587552

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 4:43 PM ET
Size
7.1 KB