Home/Filings/4/0001214659-18-002230
4//SEC Filing

Coringrato Ed J Jr. 4

Accession 0001214659-18-002230

CIK 0000808326other

Filed

Mar 18, 8:00 PM ET

Accepted

Mar 19, 5:02 PM ET

Size

13.8 KB

Accession

0001214659-18-002230

Insider Transaction Report

Form 4
Period: 2018-03-15
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2018-03-157,3300 total
    Emcore Common Stock (7,330 underlying)
  • Award

    Restricted Stock Units

    2018-03-16+9,0759,075 total
    Emcore Common Stock (9,075 underlying)
  • Exercise/Conversion

    Common Stock

    2018-03-15+7,33010,830 total
Footnotes (5)
  • [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director.
  • [F2]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
  • [F3]Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock.
  • [F5]The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 16, 2019 or the day prior to the Issuer's 2019 annual meeting of shareholders.

Issuer

EMCORE CORP

CIK 0000808326

Entity typeother

Related Parties

1
  • filerCIK 0001641283

Filing Metadata

Form type
4
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 5:02 PM ET
Size
13.8 KB