4/A//SEC Filing
Wang Charles 4/A
Accession 0001214659-18-002481
CIK 0001387713other
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 6:20 PM ET
Size
9.2 KB
Accession
0001214659-18-002481
Insider Transaction Report
Form 4/AAmended
WANG CHARLES B
Director10% Owner
Transactions
- Award
Common Stock
2018-03-24+248,656→ 42,348,712 total(indirect: By Spouse)
Holdings
- 15,534,956(indirect: By JK&B Capital V Special Opportunity Fund, L.P.)
Common Stock
- 14,736,007
Common Stock
- 22,820,650(indirect: By LLC)
Common Stock
- 256,040(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Represents the number of performance-based Restricted Stock Unit awards granted in February 2017 that were certified for issuance. The RSUs vest in four equal installments (on the certification date and on each of the first three anniversaries thereof).
- [F2]Includes 936,492 shares of common stock issuable upon the future vesting of Restricted Stock Unit awards. The reporting person is not entitled to receive the shares of common stock underlying the Restricted Stock Units, and has no rights of a shareholder with respect thereto, prior to vesting.
- [F3]Mr. Wang disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Wang is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F4]AvantaLion LLC is a Delaware limited liability company controlled by Mr. Wang.
- [F5]JK&B Capital V Special Opportunity Fund, L.P. is a limited partnership that is not controlled by Mr. Wang, who has a pecuniary interest of 85% in such fund.
- [F6]Mr. Wang is the trustee for each of two trusts, and his grandchildren are the beneficiaries of the trusts.
Documents
Issuer
NEULION, INC.
CIK 0001387713
Entity typeother
Related Parties
1- filerCIK 0001188070
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 6:20 PM ET
- Size
- 9.2 KB