Home/Filings/4/0001214659-18-003512
4//SEC Filing

Hale James 4

Accession 0001214659-18-003512

CIK 0001387713other

Filed

May 8, 8:00 PM ET

Accepted

May 9, 5:47 PM ET

Size

16.3 KB

Accession

0001214659-18-003512

Insider Transaction Report

Form 4
Period: 2018-05-07
Transactions
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh250,817$210,6860 total
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh1,747,000$1,467,4800 total(indirect: By Parallax Capital Fund, L.P.)
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh61,731,172$51,854,1840 total(indirect: By LLC)
PCF 1, LLC
10% Owner
Transactions
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh250,817$210,6860 total
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh61,731,172$51,854,1840 total(indirect: By LLC)
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh1,747,000$1,467,4800 total(indirect: By Parallax Capital Fund, L.P.)
Transactions
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh250,817$210,6860 total
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh1,747,000$1,467,4800 total(indirect: By Parallax Capital Fund, L.P.)
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh61,731,172$51,854,1840 total(indirect: By LLC)
Transactions
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh61,731,172$51,854,1840 total(indirect: By LLC)
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh250,817$210,6860 total
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh1,747,000$1,467,4800 total(indirect: By Parallax Capital Fund, L.P.)
Hale James Richard
Director10% Owner
Transactions
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh250,817$210,6860 total
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh1,747,000$1,467,4800 total(indirect: By Parallax Capital Fund, L.P.)
  • Disposition to Issuer

    Common Stock

    2018-05-07$0.84/sh61,731,172$51,854,1840 total(indirect: By LLC)
Footnotes (2)
  • [F1]Pursuant to the Agreement and Plan of Merger, dated as of March 26, 2018 (the "Merger Agreement"), by and among the Company, WME Entertainment Parent, LLC, a Delaware limited liability company ("Parent"), and Lion Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), on May 7, 2018, Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.01 per share, of the Company was canceled and converted automatically into the right to receive $0.84 per share in cash without interest and less any applicable tax withholdings.
  • [F2]The Reporting Person is the managing member of Parallax Holdings, LLC, which is the general partner of Parallax Capital, L.P., which is the general partner of Parallax Capital Fund, L.P., which is a limited liability company member of PCF 1, LLC. The Reporting Person may be deemed to be the indirect beneficial owner of the reported securities by virtue of his indirect control of Parallax Capital Fund, L.P. and PCF 1, LLC. The Reporting Person disclaims beneficial ownership of the reported securities to the extent such beneficial ownership exceeds his pecuniary interests therein.

Issuer

NEULION, INC.

CIK 0001387713

Entity typeother

Related Parties

1
  • filerCIK 0001632638

Filing Metadata

Form type
4
Filed
May 8, 8:00 PM ET
Accepted
May 9, 5:47 PM ET
Size
16.3 KB