4//SEC Filing
DW Catalyst Master Fund, Ltd. 4
Accession 0001214659-18-004938
CIK 0000351817other
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 5:59 PM ET
Size
7.0 KB
Accession
0001214659-18-004938
Insider Transaction Report
Form 4
DW Catalyst Master Fund, Ltd.
10% Owner
Transactions
- Other
Common Stock
2018-05-01−449,078→ 999,562 total
Footnotes (3)
- [F1]The Reporting Person transferred 449,078 shares of the Issuer's common stock to a newly-formed investment partnership the sole limited partner of which is an investor that had been, until such transfer, a shareholder of the Reporting Person. No shareholder of the Reporting Person or limited partner of such newly-formed investment partnership experienced a change in its pecuniary interest in the Issuer's securities as a result of such transfer.
- [F2]Due to ministerial error, the Form 3 filed by the Reporting Person on May 2, 2016 reported beneficial ownership of 1,442,241 shares of the Issuer's common stock, rather than the actual number of 1,442,242 shares. On February 23, 2017, the Reporting Person received from the Issuer an additional 6,398 shares of common stock that previously had been held in escrow in connection with the Issuer's Joint Plan of Reorganization confirmed by the United States Bankruptcy Court for the District of Delaware on March 31, 2016. Accordingly, after giving effect to the disposition reported in this Form 4, the Reporting Person reports 999,562 shares of Issuer common stock in column 5 of Table I of this Form 4. Other than the receipt of previously escrowed shares referenced above and the disposition reported in this Form 4, there have been no transactions by the Reporting Person in the Issuer's common stock subsequent to the Reporting Person's filing of its Form 3.
- [F3]The filing of this Form 4 shall not be construed as an admission that the Reporting Person is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any shares of the Issuer's common stock. The Reporting Person disclaims such beneficial ownership, except to the extent of its pecuniary interest, if any.
Documents
Issuer
SILVERBOW RESOURCES, INC.
CIK 0000351817
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001673516
Filing Metadata
- Form type
- 4
- Filed
- Jul 22, 8:00 PM ET
- Accepted
- Jul 23, 5:59 PM ET
- Size
- 7.0 KB