Home/Filings/4/0001214659-18-006686
4//SEC Filing

Bankier Alain D 4

Accession 0001214659-18-006686

CIK 0001625288other

Filed

Oct 28, 8:00 PM ET

Accepted

Oct 29, 6:35 PM ET

Size

12.4 KB

Accession

0001214659-18-006686

Insider Transaction Report

Form 4
Period: 2018-10-01
Transactions
  • Award

    Stock options (right to buy)

    2018-10-01+500,000500,000 total
    Exercise: $0.48From: 2018-10-01Exp: 2025-10-01Common Stock (500,000 underlying)
  • Award

    Stock options (right to buy)

    2018-10-26+500,000500,000 total
    Exercise: $0.66From: 2018-10-26Exp: 2025-10-26Common Stock (500,000 underlying)
Holdings
  • Common Stock

    2,256,000
  • Stock options - right to buy

    Exercise: $0.54From: 2018-07-25Exp: 2025-07-25Common Stock (840,000 underlying)
    840,000
  • Stock options (right to buy)

    Exercise: $0.54From: 2018-07-25Exp: 2025-07-25Common Stock (100,000 underlying)
    100,000
  • Class D Warrants (right to buy)

    Exercise: $1.00From: 2018-08-06Exp: 2018-11-30Units (28,000 underlying)
    28,000
Footnotes (4)
  • [F1]Granted under the Company's 2018 Equity Incentive Plan.
  • [F2]70,000 options vested immediately, with the remainder vesting monthly over the next 11 months beginning August 1, 2018.
  • [F3]25,000 options vested immediately, with the remainder vesting quarterly over the next 6 quarters beginning with the quarter ending September 30, 2018.
  • [F4]Each unit consists of one share of common stock and one Class E Warrant.

Issuer

NEXIEN BIOPHARMA, INC.

CIK 0001625288

Entity typeother

Related Parties

1
  • filerCIK 0001719591

Filing Metadata

Form type
4
Filed
Oct 28, 8:00 PM ET
Accepted
Oct 29, 6:35 PM ET
Size
12.4 KB