GORDON MARK A 4
4 · EMCORE CORP · Filed Feb 19, 2019
Insider Transaction Report
Form 4
EMCORE CORPEMKR
GORDON MARK A
Intrm Princ Fin and Acc Offcr
Transactions
- Exercise/Conversion
Common Stock
2019-02-15+1,301→ 2,376 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2019-02-15−1,301→ 0 total→ Emcore Common Stock (1,301 underlying) - Tax Payment
Common Stock
2019-02-15$4.07/sh−531$2,161→ 1,845 total
Footnotes (4)
- [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
- [F2]Represents the number of shares required to be withheld in accordance with Rule 16b-3 to cover the Reporting Person's tax withholding obligations in connection with the vesting of the restricted stock units reported herein.
- [F3]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
- [F4]Not later than 30 days after vesting occurs, vested shares of EMCORE common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person.