FINE GERALD J 4
4 · EMCORE CORP · Filed Mar 18, 2019
Insider Transaction Report
Form 4
EMCORE CORPEMKR
FINE GERALD J
Director
Transactions
- Exercise/Conversion
Common Stock
2019-03-16+16,218→ 54,212 total - Exercise/Conversion
Restricted Stock Units
2019-03-16−16,218→ 0 total→ Emcore Common Stock (16,218 underlying)
Holdings
- 13,100(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director.
- [F2]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
- [F3]Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. The restricted stock units vested on the earlier of March 16, 2019 or the day prior to Emcore's 2019 annual shareholder meeting.