Home/Filings/4/0001214659-19-002180
4//SEC Filing

FINE GERALD J 4

Accession 0001214659-19-002180

CIK 0000808326other

Filed

Mar 17, 8:00 PM ET

Accepted

Mar 18, 5:05 PM ET

Size

8.1 KB

Accession

0001214659-19-002180

Insider Transaction Report

Form 4
Period: 2019-03-16
Transactions
  • Exercise/Conversion

    Common Stock

    2019-03-16+16,21854,212 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-03-1616,2180 total
    Emcore Common Stock (16,218 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    13,100
Footnotes (3)
  • [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director.
  • [F2]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
  • [F3]Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. The restricted stock units vested on the earlier of March 16, 2019 or the day prior to Emcore's 2019 annual shareholder meeting.

Issuer

EMCORE CORP

CIK 0000808326

Entity typeother

Related Parties

1
  • filerCIK 0001206151

Filing Metadata

Form type
4
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 5:05 PM ET
Size
8.1 KB