4//SEC Filing
RBC Capital Markets, LLC 4
Accession 0001214659-19-003175
CIK 0000883265operating
Filed
May 2, 8:00 PM ET
Accepted
May 3, 4:59 PM ET
Size
50.2 KB
Accession
0001214659-19-003175
Insider Transaction Report
Form 4
RBC Capital Markets, LLC
10% Owner
Transactions
- Other
Variable Rate Muni Term Preferred Shares
2019-05-01$100000.00/sh−904$90,400,000→ 904 total - Other
Variable Rate Muni Term Preferred Shares
2019-05-01$100000.00/sh+904$90,400,000→ 904 total(indirect: By Subsidiary)
ROYAL BANK OF CANADA \
10% Owner
Transactions
- Other
Variable Rate Muni Term Preferred Shares
2019-05-01$100000.00/sh−904$90,400,000→ 904 total - Other
Variable Rate Muni Term Preferred Shares
2019-05-01$100000.00/sh+904$90,400,000→ 904 total(indirect: By Subsidiary)
RBC Municipal Products, Inc.
10% Owner
Transactions
- Other
Variable Rate Muni Term Preferred Shares
2019-05-01$100000.00/sh−904$90,400,000→ 904 total - Other
Variable Rate Muni Term Preferred Shares
2019-05-01$100000.00/sh+904$90,400,000→ 904 total(indirect: By Subsidiary)
Footnotes (3)
- [F1]This statement is jointly filed by Royal Bank of Canada ("RBC"), RBC Municipal Products, LLC ("MPI") and RBC Capital Markets, LLC ("RBCCM"). RBC holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect 100% ownership of its subsidiaries RBCCM and MPI.
- [F2]The 904 Variable Rate Muni Term Preferred Shares shown in Table I represent Variable Rate Muni Term Preferred Shares of the Issuer (the "VMTP Shares") that, prior to the date of this Form, were beneficially owned by MPI and deposited by MPI with The Bank of New York Mellon, as trustee of RBC Taxable TOB Trust, Series E-51, a Delaware trust that is a tender option bond financing trust (the "TOB Trust"). As of the date of this form, the VMTP Shares are no longer held with the TOB Trust and beneficial ownership of the 904 VMTP Shares was transferred from MPI to RBCCM for a purchase price of $100,000 per share. All the VMTP Shares of the Issuer are now beneficially owned by RBCCM. Each of RBBCM and MPI is a wholly owned subsidiary of RBC.
- [F3]Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Issuer
Invesco Trust for Investment Grade New York Municipals
CIK 0000883265
Entity typeoperating
IncorporatedMN
Related Parties
1- filerCIK 0000050916
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 4:59 PM ET
- Size
- 50.2 KB