SMITH ROBERT O 4
4 · DPW Holdings, Inc. · Filed Oct 1, 2019
Insider Transaction Report
Form 4
SMITH ROBERT O
Director
Transactions
- Sale
Common Stock
2019-09-27$2.29/sh−54$123→ 55 total - Conversion
Series C Preferred Stock
2019-09-27−10,833→ 0 totalExercise: $480.00From: 2017-05-30→ Common Stock (54 underlying)
Footnotes (3)
- [F1]On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C Preferred Stock. Each share of Series C Preferred Stock has a stated value of $2.40 and, at the time of issuance, had a conversion price of $0.60.
- [F2]The conversion price of the shares of Series C Preferred Stock has been adjusted to reflect the Issuer's Reverse Stock Split with a ratio of one-for-twenty, which became effective on March 14, 2019, and the Issuer's Reverse Stock Split with a ratio of one-for-forty, which became effective on August 5, 2019. The 10,833 shares of Series C Preferred Stock have an aggregate stated value of $26,000, which upon conversion resulted in the issuance of 54 shares of common stock.
- [F3]Not applicable.