4//SEC Filing
Huyard Wayne Elliot 4
Accession 0001214659-19-007637
CIK 0000814547other
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 9:00 PM ET
Size
38.9 KB
Accession
0001214659-19-007637
Insider Transaction Report
Form 4
FAIR ISAAC CORPFICO
Huyard Wayne Elliot
Executive Vice President
Transactions
- Sale
Common Stock
2019-12-06$363.61/sh−717$260,708→ 25,012 total(indirect: By Trust) - Sale
Common Stock
2019-12-06$366.46/sh−144$52,770→ 22,729 total(indirect: By Trust) - Award
Market Share Units
2019-12-05+3,658→ 3,658 totalFrom: 2019-12-08→ Common Stock (3,658 underlying) - Exercise/Conversion
Market Share Units
2019-12-08−3,658→ 0 totalFrom: 2019-12-08→ Common Stock (3,658 underlying) - Exercise/Conversion
Performance Share Units
2019-12-08−3,659→ 3,658 totalFrom: 2018-12-08→ Common Stock (3,659 underlying) - Exercise/Conversion
Market Share Units
2019-12-08−6,831→ 0 totalFrom: 2019-12-08→ Common Stock (6,831 underlying) - Sale
Common Stock
2019-12-06$364.90/sh−593$216,386→ 24,419 total(indirect: By Trust) - Sale
Common Stock
2019-12-06$365.86/sh−1,546$565,620→ 22,873 total(indirect: By Trust) - Award
Market Share Units
2019-12-05+6,831→ 6,831 totalFrom: 2019-12-08→ Common Stock (6,831 underlying) - Award
Market Share Units
2019-12-05+3,534→ 3,534 totalFrom: 2019-12-10→ Common Stock (3,534 underlying) - Exercise/Conversion
Performance Share Units
2019-12-08−4,255→ 0 totalFrom: 2017-12-08→ Common Stock (4,255 underlying) - Exercise/Conversion
Restricted Stock Units
2019-12-08−2,100→ 0 totalFrom: 2016-12-08→ Common Stock (2,100 underlying) - Exercise/Conversion
Restricted Stock Units
2019-12-08−1,817→ 1,817 totalFrom: 2017-12-08→ Common Stock (1,817 underlying) - Exercise/Conversion
Restricted Stock Units
2019-12-08−1,372→ 2,744 totalFrom: 2018-12-08→ Common Stock (1,372 underlying) - Exercise/Conversion
Common Stock
2019-12-08+23,692→ 46,421 total(indirect: By Trust) - Tax Payment
Common Stock
2019-12-08$363.83/sh−10,490$3,816,577→ 35,931 total(indirect: By Trust)
Footnotes (14)
- [F1]This transaction was executed in multiple trades at prices ranging from $363.28 to $364.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F10]On December 10, 2018, the reporting person was granted a target award of 5,300 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2019, 2020, 2021. The performance criteria for 2019 were met, resulting in the award of market share units being reported herein.
- [F11]Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- [F12]The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
- [F13]Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- [F14]The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
- [F2]This transaction was executed in multiple trades at prices ranging from $364.38 to $365.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $365.43 to $366.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $366.43 to $366.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F5]Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units, and restricted stock units.
- [F6]Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- [F7]On December 8, 2016, the reporting person was granted a target award of 7,268 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2017, 2018, 2019. The performance criteria for 2019 were met, resulting in the award of market share units being reported herein.
- [F8]No expiration date.
- [F9]On December 8, 2017, the reporting person was granted a target award of 5,488 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2018, 2019, 2020. The performance criteria for 2019 were met, resulting in the award of market share units being reported herein.
Documents
Issuer
FAIR ISAAC CORP
CIK 0000814547
Entity typeother
Related Parties
1- filerCIK 0001503187
Filing Metadata
- Form type
- 4
- Filed
- Dec 8, 7:00 PM ET
- Accepted
- Dec 9, 9:00 PM ET
- Size
- 38.9 KB