Home/Filings/4/0001214659-20-002828
4//SEC Filing

Grooms Bruce 4

Accession 0001214659-20-002828

CIK 0000808326other

Filed

Mar 22, 8:00 PM ET

Accepted

Mar 23, 4:27 PM ET

Size

9.9 KB

Accession

0001214659-20-002828

Insider Transaction Report

Form 4
Period: 2020-03-19
Grooms Bruce
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2020-03-19+12,96812,968 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-03-1912,9680 total
    Emcore Common Stock (12,968 underlying)
  • Award

    Restricted Stock Units

    2020-03-20+36,98636,986 total
    Emcore Common Stock (36,986 underlying)
Footnotes (5)
  • [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director.
  • [F2]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
  • [F3]Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock.
  • [F5]The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 20, 2021 or the day prior to the Issuer's 2021 annual meeting of shareholders.

Issuer

EMCORE CORP

CIK 0000808326

Entity typeother

Related Parties

1
  • filerCIK 0001779918

Filing Metadata

Form type
4
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 4:27 PM ET
Size
9.9 KB