FINE GERALD J 4
4 · EMCORE CORP · Filed Mar 23, 2020
Insider Transaction Report
Form 4
EMCORE CORPEMKR
FINE GERALD J
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-03-19−25,130→ 0 total→ Emcore Common Stock (25,130 underlying) - Exercise/Conversion
Common Stock
2020-03-19+25,130→ 63,124 total
Holdings
- 29,318(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director.
- [F2]Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
- [F3]Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person.