4//SEC Filing
Thorndike William N Jr 4
Accession 0001214659-20-004244
CIK 0001070412other
Filed
May 7, 8:00 PM ET
Accepted
May 8, 5:00 PM ET
Size
9.6 KB
Accession
0001214659-20-004244
Insider Transaction Report
Form 4
Thorndike William N Jr
Director
Transactions
- Award
Common shares, $0.01 par value per share
2020-05-06+18,503→ 18,503 totalExercise: $9.99Exp: 2030-05-06→ Common shares, $0.01 par value per share (18,503 underlying) - Award
Common shares, $0.01 par value per share
2020-05-06+50,802→ 270,581 total
Holdings
- 35,000(indirect: By Trust)
Common shares, $0.01 par value per share
- 50,000(indirect: Pecuniary interest in third party account)
Common shares, $0.01 par value per share
Footnotes (4)
- [F1]Of the 270,581 shares owned directly, 40,041 are restricted stock units, 26,923 are deferred stock units and 116,255 are deferred shares (including dividend equivalent rights).
- [F2]The shares being reported were purchased by The W. Nicholas and Joan I. Thorndike 1998 Trust for William N. Thorndike, Jr. U/I dtd 12/22/98, in which the reporting person shares voting and investment power.
- [F3]The reporting person may be deemed to have a pecuniary interest with respect to the 50,000 shares held in the third party account. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for purpose of Section 16 or for any other purpose.
- [F4]The stock option grant provides that the options vest and become exercisable upon the earlier of the date of the Company's next annual meeting or the one year anniversary of the award.
Documents
Issuer
CNX Resources Corp
CIK 0001070412
Entity typeother
Related Parties
1- filerCIK 0001437827
Filing Metadata
- Form type
- 4
- Filed
- May 7, 8:00 PM ET
- Accepted
- May 8, 5:00 PM ET
- Size
- 9.6 KB