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3//SEC Filing

GUNTHER HOLDING CO L.C. 3

Accession 0001214659-20-006251

CIK 0001636286other
View on SEC.govCompany Profile

Filed

Jul 9, 8:00 PM ET

Accepted

Jul 10, 3:08 PM ET

Size

21.5 KB

Accession

0001214659-20-006251

Insider Transaction Report

Form 3
Period: 2020-06-12
AltabancorpPUB
HOLLEY STEPHEN HAROLD
10% Owner
Holdings

  • Common Stock

    40,280

  • Common Stock

    (indirect: See Footnote)
    76,906

  • Common Stock

    96,932

  • Restricted Stock Units

    Exercise: $0.00From: 2023-01-01→ Common Stock (110 underlying)

  • Common Stock

    (indirect: See Footnote)
    4,047

  • Common Stock

    (indirect: See Footnote)
    479,899

  • Common Stock

    (indirect: See Footnote)
    336,732

  • Restricted Stock Units

    Exercise: $0.00From: 2022-01-01→ Common Stock (220 underlying)

  • Common Stock

    6,116

  • Common Stock

    7,172

  • Restricted Stock Units

    Exercise: $0.00From: 2021-01-01→ Common Stock (332 underlying)
NEWBOLD FAMILY TRUST
10% Owner
Holdings

  • Restricted Stock Units

    Exercise: $0.00From: 2022-01-01→ Common Stock (220 underlying)

  • Common Stock

    7,172

  • Common Stock

    (indirect: See Footnote)
    76,906

  • Common Stock

    (indirect: See Footnote)
    4,047

  • Common Stock

    (indirect: See Footnote)
    336,732

  • Common Stock

    96,932

  • Common Stock

    (indirect: See Footnote)
    479,899

  • Common Stock

    40,280

  • Restricted Stock Units

    Exercise: $0.00From: 2023-01-01→ Common Stock (110 underlying)

  • Common Stock

    6,116

  • Restricted Stock Units

    Exercise: $0.00From: 2021-01-01→ Common Stock (332 underlying)
HOLLEY STEPHEN MARK
10% Owner
Holdings

  • Common Stock

    (indirect: See Footnote)
    4,047

  • Common Stock

    6,116

  • Common Stock

    7,172

  • Common Stock

    40,280

  • Restricted Stock Units

    Exercise: $0.00From: 2023-01-01→ Common Stock (110 underlying)

  • Restricted Stock Units

    Exercise: $0.00From: 2021-01-01→ Common Stock (332 underlying)

  • Common Stock

    (indirect: See Footnote)
    336,732

  • Common Stock

    (indirect: See Footnote)
    479,899

  • Restricted Stock Units

    Exercise: $0.00From: 2022-01-01→ Common Stock (220 underlying)

  • Common Stock

    (indirect: See Footnote)
    76,906

  • Common Stock

    96,932
HOLLEY ANDREA
10% Owner
Holdings

  • Restricted Stock Units

    Exercise: $0.00From: 2021-01-01→ Common Stock (332 underlying)

  • Restricted Stock Units

    Exercise: $0.00From: 2022-01-01→ Common Stock (220 underlying)

  • Restricted Stock Units

    Exercise: $0.00From: 2023-01-01→ Common Stock (110 underlying)

  • Common Stock

    (indirect: See Footnote)
    4,047

  • Common Stock

    40,280

  • Common Stock

    (indirect: See Footnote)
    336,732

  • Common Stock

    96,932

  • Common Stock

    6,116

  • Common Stock

    (indirect: See Footnote)
    479,899

  • Common Stock

    7,172

  • Common Stock

    (indirect: See Footnote)
    76,906
HOLLEY BENJAMIN
10% Owner
Holdings

  • Common Stock

    (indirect: See Footnote)
    479,899

  • Common Stock

    (indirect: See Footnote)
    4,047

  • Common Stock

    (indirect: See Footnote)
    336,732

  • Common Stock

    7,172

  • Restricted Stock Units

    Exercise: $0.00From: 2023-01-01→ Common Stock (110 underlying)

  • Common Stock

    (indirect: See Footnote)
    76,906

  • Common Stock

    40,280

  • Common Stock

    96,932

  • Common Stock

    6,116

  • Restricted Stock Units

    Exercise: $0.00From: 2021-01-01→ Common Stock (332 underlying)

  • Restricted Stock Units

    Exercise: $0.00From: 2022-01-01→ Common Stock (220 underlying)
GUNTHER HOLDING CO L.C.
10% Owner
Holdings

  • Common Stock

    7,172

  • Common Stock

    40,280

  • Restricted Stock Units

    Exercise: $0.00From: 2023-01-01→ Common Stock (110 underlying)

  • Common Stock

    (indirect: See Footnote)
    4,047

  • Common Stock

    (indirect: See Footnote)
    76,906

  • Restricted Stock Units

    Exercise: $0.00From: 2021-01-01→ Common Stock (332 underlying)

  • Common Stock

    6,116

  • Common Stock

    (indirect: See Footnote)
    336,732

  • Common Stock

    96,932

  • Restricted Stock Units

    Exercise: $0.00From: 2022-01-01→ Common Stock (220 underlying)

  • Common Stock

    (indirect: See Footnote)
    479,899
Footnotes (12)
  • [F1]Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock as disclosed in a Schedule 13D, filed on behalf of the Reporting Persons on June 12, 2020. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. To enable all of the Reporting Persons to gain access to the SEC's electronic filing systems (which only accepts a maximum of 10 joint filers per report), this report is the fourth of four reports being filed with the SEC relating to the Schedule 13D filed by Dale O. Gunther and the other Reporting Persons on June 12, 2020.
  • [F10]Shares of Common Stock beneficially owned by Benjamin Holley and Andrea Holley, who own the shares jointly and share voting and dispositive power.
  • [F11]Shares of derivative securities beneficially owned by Stephen Mark Holley.
  • [F12]The Restricted Stock Units have no Expiration Date and automatically vest on the Date Exercisable.
  • [F2]Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or her or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  • [F3]Shares of Common Stock beneficially owned by Gunther Holding Company, L.C., a Utah limited liability company, of which Dean Gunther is manager with sole voting and dispositive power.
  • [F4]Shares of Common Stock beneficially owned by The Gunther Family Trust, a Utah trust, of which Dean Gunther and Deana Gunther are trustees sharing voting and dispositive power.
  • [F5]Shares of Common Stock beneficially owned by Debra Gunther Holley.
  • [F6]Shares of Common Stock beneficially owned by Stephen H. Holley.
  • [F7]Shares of Common Stock beneficially owned by Ruprecht & Co., LLC, a Utah limited liability company, of which Stephen H. Holley and Debra Gunther Holley and member-managers sharing voting and dispositive power.
  • [F8]Shares of Common Stock beneficially owned by The Newbold Family Trust, a Utah trust, of which Jace Tyler Newbold and Rebecca Holley Newbold are trustees sharing voting and dispositive power.
  • [F9]Shares of Common Stock beneficially owned by Stephen Mark Holley.

Documents

1 file

Issuer

Altabancorp

CIK 0001636286

→
Entity typeother
IncorporatedUT

Related Parties

1
  • filerCIK 0001817133

Filing Metadata

Form type
3
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 3:08 PM ET
Size
21.5 KB
View on SEC.gov